Financial Services
Contact Us
| Perth: | +61 (08) 9363 7700 |
|---|---|
| Brisbane: | +61 (07) 3221 2611 |
| Sydney: | +61 (02) 9409 5555 |
| Adelaide: | +61 (08) 8372 7847 | Email: | info at strathearn dot com dot au |
AFS Licensees are required to comply with complex legislation and regulatory guidelines that are set by ASIC. RG 126 prescribes the limit of professional indemnity insurance and terms of coverage that are required to be maintained for any AFSL. RG210 sets out the compensation and insurance arrangements that are required to be met by any credit licensee.
Strathearn’s professional services division specializes in providing insurance solutions for financial services companies. We arrange insurance for a broad range of financial service licensees across Australia.
Financial Services specialisations
- Financial planning licensees;
- Responsible entities;
- Finance / mortgage brokers;
- Venture capital companies;
- Fund managers.
Financial services companies face unique exposures not only from investors and clients but from regulatory bodies and require comprehensive coverage to ensure that all facets of the operation are covered including cover for individuals like the investment committee and responsible officers. As a financial services provider you need to get the best advice and protection possible. Strathearn provides this service.